The startups creating the future of RegTech and financial services

Technology has been used to manage regulatory risk since the advent of the ledger book (or the Bloomberg terminal, depending on your reference point). However, the cost-consciousness internalized… Continue reading The startups creating the future of RegTech and financial services

Training Wheels are Off – NYS DFS Transitional Period Finished

The two-year transitional period implemented by the New York State Department of Financial Services (NYS DFS) regarding their Cybersecurity framework, 23 NYCRR 500, finished this past March 1, 2019. This doesn’t mean the work ends here, but essen… Continue reading Training Wheels are Off – NYS DFS Transitional Period Finished

US Treasury releases guidelines to improve financial regulation, foster tech innovation

On July 31, the US Department of the Treasury called for increased consumer data protection and notification guidelines for national data breaches in its fourth and final report in response to President Trump’s Executive Order 13772. The order, i… Continue reading US Treasury releases guidelines to improve financial regulation, foster tech innovation