Securities Exchange Commission (SEC)

SEC Releases InfoSec “Roadmap” for GLBA Entities

Posted on February 3, 2020 by Nur Lalji

The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) has released a new report, entitled Cybersecurity and Resiliency Observations, which stands as their most detailed and comprehensive information se… Continue reading SEC Releases InfoSec “Roadmap” for GLBA Entities→

Is Your Token a Security? The SEC Wants to Help You Figure That Out.

Posted on April 9, 2019 by Jason Wool

The SEC has issued a “Framework for ‘Investment Contract’ Analysis of Digital Assets” (the ‘Framework’) that provides the Division of Corporation Finance’s guidance on how to evaluate whether digital asse… Continue reading Is Your Token a Security? The SEC Wants to Help You Figure That Out.→